Anti-Money Laundering (AML) Policy

1. Introduction

Zurich Capital First is committed to preventing money laundering, terrorist financing, and other financial crimes. We maintain strict internal controls and procedures to ensure compliance with applicable laws and international best practices. Our approach aligns with the principles set out under the Financial Services and Markets Act 2000 and relevant anti-money laundering regulations.

2. Our Role

As a financial consultancy and introducer Zurich Capital First, We do not:

• Accept deposits
• Hold client funds
• Provide regulated financial services
• All regulated services are provided by authorised third-party institutions.

3. Risk-Based Approach

We apply a risk-based approach to identify and mitigate potential financial crime risks by.

• Assessing client risk profiles
• Monitoring geographic exposure
• Evaluating transaction purpose and structure
• Conducting enhanced due diligence where necessary.

4. Customer Due Diligence (KYC)

• Identity verification (passport, national ID)
• Proof of address
• Business registration documents -for corporate client
• identification of beneficial owners.
We may refuse to engage with clients who fail to meet our due diligence requirements.

5. Ongoing Monitoring

We continuously monitor client relationships to ensure consistency with known business activities, This Includes.

• Reviewing client information periodically
• Identifying unusual or suspicious patterns
• Updating risk assessments

6. Suspicious Activity Reporting

Where suspicious activity is identified, Zurich Capital First will:

• Escalate internally for review
• Report to relevant authorities where required
• Maintain confidentiality in accordance with applicable laws

7. Staff Training & Awareness

Zurich Capital First ensure that relevant personnel are aware of AML obligations and are trained to identify and report suspicious activities.

8. Data Protection

All personal data collected for AML purposes is handled in accordance with applicable data protection laws, including GDPR requirements.

9. Governing Law

These terms shall be governed by and construed in accordance with the laws of the jurisdiction in which Zurich Capital First operates.

10. Policy Review

This policy is reviewed periodically to ensure it remains effective and aligned with regulatory expectations and industry standards. Zurich Capital First operates.

11. Contact Information

For any questions regarding this policy, please contact:

Email: support@zurichcapitalfirst.com

Phone: +44-7453422618

Address: International House, 14 King Street, Leeds, LS1 2HL. United Kingdom

Last updated: June 10, 2026